Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 28 Sep 2022)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Jun 2013)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (15 Oct 2009 to 16 Sep 2010)
    • CF21 Investment Adviser (11 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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