Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 1 week ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stewart Douglas Burton
IRN SDB00012
- (292)CF22 Investment Adviser (Trainee) (10 Apr 2003 to 12 May 2003)
Stewart George Attwood
IRN SGA00019
- (1377)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Stewart Stephen Calder
IRN SSC01015
- (407)CF29 Significant management (6 May 2011 to 25 Mar 2014)
Struan MacKenzie
IRN SXM85883
- (2069)[FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
Stuart Adrian Spencer
IRN SXS01765
- (314)CF21 Investment Adviser (25 Apr 2006 to 11 May 2007)
- (313)CF22 Investment Adviser (Trainee) (29 Mar 2005 to 25 Apr 2006)
Stuart Craig
IRN SGC01053
- (2585)CF16 Significant Mgt (Desgntd Investment Business) (23 Nov 2006 to 28 Jun 2007)
Stuart Edward Anderson
IRN SEA01020
- (413)CF30 Customer (10 Apr 2008 to 31 Dec 2008)
Stuart Graham Adamson
IRN SGA00001
- (42)CF30 Customer (10 Dec 2009 to 16 Sep 2010)
Stuart Howard King
IRN SXK02552
- (1927)CF1 Director (15 Feb 2016 to 26 Jan 2017)
- (1926)CF10 Compliance Oversight (24 Nov 2015 to 15 Feb 2016)
Stuart Ian McKellar
IRN SXM01366
- (2344)[FCA CF] Significant management (24 May 2023 to 28 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

D.B. Financial Services (no longer appointed)
FRN 211726 · Appointed 18 Feb 2003 · Until 4 Apr 2005
Pioneers Financial Solutions Ltd (no longer appointed)
FRN 222726 · Appointed 10 Feb 2003 · Until 1 Feb 2007
Aspire Financial Solutions Ltd (no longer appointed)
FRN 222680 · Appointed 7 Feb 2003 · Until 3 Aug 2004
Henley Properties (no longer appointed)
FRN 222528 · Appointed 4 Feb 2003 · Until 1 Oct 2004
Dale Greenwood (no longer appointed)
FRN 222397 · Appointed 29 Jan 2003 · Until 30 Dec 2006
Hammond Financial Associates Ltd (no longer appointed)
FRN 222292 · Appointed 27 Jan 2003 · Until 21 Oct 2004
Blue'print Financial Solutions Ltd (no longer appointed)
FRN 222283 · Appointed 23 Jan 2003 · Until 19 Jun 2005
Eckersley White Independent Estate Agent (no longer appointed)
FRN 222073 · Appointed 16 Jan 2003 · Until 31 Oct 2004
Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 14 Jan 2003 · Until 2 Sep 2004
AS Financial Services (no longer appointed)
FRN 221952 · Appointed 13 Jan 2003 · Until 12 Nov 2003

Recent activity

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (3599)[FCA CF] Significant management
1 week ago
controlled function added: (3598)SMF18 Other Overall Responsibility
1 week ago
controlled function added: (3597)CF1 Director (AR)
1 week ago
controlled function added: (3596)CF2 Non Executive Director
1 week ago
controlled function added: (3595)CF22 Investment Adviser (Trainee)
1 week ago
controlled function added: (3594)CF1 Director
1 week ago
controlled function added: (3593)CF2 Non Executive Director
1 week ago
controlled function added: (3592)CF29 Significant management
1 week ago
controlled function added: (3591)CF29 Significant management
1 week ago
controlled function added: (3590)CF2 Non Executive Director

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.