Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 6 Jul 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2006 to 3 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.