Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (19 Mar 2018 to 30 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Mar 2012 to 31 Jul 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 10 Feb 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (10 Dec 2009 to 16 Sep 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (20 Mar 2008 to 13 Nov 2009)
    • CF21 Investment Adviser (29 Sep 2005 to 17 Aug 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2004 to 29 Sep 2005)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 9 Jan 2008)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.