Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Boyd

    IRN RJB01453

    • (1747)CF30 Customer (22 Nov 2007 to 21 May 2010)
  • Richard John Clayton

    IRN RJC00068

    • (808)CF21 Investment Adviser (12 Nov 2003 to 15 Aug 2005)
    • (809)CF1 Director (AR) (6 May 2003 to 31 Aug 2005)
    • (807)CF22 Investment Adviser (Trainee) (6 May 2003 to 12 Nov 2003)
  • Richard John Gray

    IRN RJG00037

    • (3239)CF30 Customer (16 Apr 2010 to 16 Sep 2010)
  • Richard John Hill

    IRN RJH00081

    • (3150)CF1 Director (AR) (31 Oct 2003 to 24 Feb 2005)
  • Richard John Norbury

    IRN RJN00021

    • (872)CF22 Investment Adviser (Trainee) (17 Sep 2002 to 17 Sep 2002)
  • Richard John Walter Crouch

    IRN RXC01301

    • (1682)CF29 Significant management (6 May 2011 to 1 Mar 2012)
  • Richard John Wilde

    IRN RJW00093

    • (3420)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (3422)CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
    • (3421)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 7 Jun 2005)
  • Richard Kenneth Craig

    IRN RKC00006

    • (1076)CF21 Investment Adviser (2 Jan 2003 to 31 Dec 2004)
    • (1075)CF22 Investment Adviser (Trainee) (14 May 2002 to 2 Jan 2003)
  • Richard Kirchen

    IRN RXK00010

    • (3451)CF22 Investment Adviser (Trainee) (28 Jan 2004 to 30 Oct 2004)
    • (3452)CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2004)
  • Richard Lester Platt

    IRN RLP01063

    • (3238)CF30 Customer (22 Apr 2009 to 16 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3609)CF1 Director (AR)

  2. controlled function added: (3608)CF21 Investment Adviser

  3. controlled function added: (3607)CF22 Investment Adviser (Trainee)

  4. controlled function added: (3606)CF30 Customer

  5. controlled function added: (3605)CF29 Significant management

  6. controlled function added: (3604)SMF18 Other Overall Responsibility

  7. controlled function added: (3603)Responsible for Insurance Mediation

  8. controlled function added: (3602)Responsible for Insurance Distribution

  9. controlled function added: (3601)CF22 Investment Adviser (Trainee)

  10. controlled function added: (3600)CF2 Non Executive Director

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