Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2022)
    • Responsibility for MCD Intermediation (since 24 Mar 2022)
    • Responsible for Insurance Distribution (since 24 Mar 2022)
    • SMF16 Compliance Oversight (since 24 Mar 2022)
    • SMF3 Executive Director (since 24 Mar 2022)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (28 Jan 2004 to 30 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2004)
  • Wealthspend Limited (no longer approved here)

    FRN 160735

    • (13)Employed By (28 Jan 2004 to 30 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (28 Jan 2004 to 30 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (13)Employed By at Wealthspend Limited