Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Signpost Mortgages Limited
FRN 955303
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 24 Mar 2022)
- Responsibility for MCD Intermediation (since 24 Mar 2022)
- Responsible for Insurance Distribution (since 24 Mar 2022)
- SMF16 Compliance Oversight (since 24 Mar 2022)
- SMF3 Executive Director (since 24 Mar 2022)
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- CF22 Investment Adviser (Trainee) (28 Jan 2004 to 30 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2004)
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- (13)Employed By (28 Jan 2004 to 30 Oct 2004)
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- CF22 Investment Adviser (Trainee) (28 Jan 2004 to 30 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (13)Employed By at Wealthspend Limited