Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rachael Ella-Beth Buchanan
IRN REB01074
- (3583)CF4 Partner (AR) (26 Jun 2003 to 16 Jul 2007)
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Rachel Ann Price
IRN RAP00078
- (2626)CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2004)
- (2625)CF22 Investment Adviser (Trainee) (17 Apr 2002 to 1 Nov 2002)
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Rachel Hannon
IRN RXH84102
- (49)SMF18 Other Overall Responsibility (since 14 May 2025)
- (3012)[FCA CF] Significant management (27 May 2022 to 13 May 2025)
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Rachel Jane Birtwell
IRN RJB00122
- (3386)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 11 Oct 2006)
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Rachel Louise Picker
IRN RLB01085
- (2767)CF30 Customer (30 May 2008 to 26 Feb 2010)
- (2769)CF21 Investment Adviser (2 Mar 2007 to 4 Oct 2007)
- (2768)CF22 Investment Adviser (Trainee) (18 Aug 2005 to 2 Mar 2007)
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Rachel Lucy Finn
IRN RLF01020
- (2889)CF21 Investment Adviser (28 Nov 2006 to 2 Sep 2007)
- (2888)CF22 Investment Adviser (Trainee) (3 Aug 2006 to 28 Nov 2006)
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Rachel Whitaker
IRN RXW00212
- (2507)[FCA CF] Significant management (15 Mar 2021 to 31 Dec 2021)
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Rajinder Singh Dehele
IRN RSD00009
- (2886)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2005)
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Rakesh Parmar
IRN RXP01380
- (3095)CF30 Customer (30 Jan 2009 to 16 Sep 2010)
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Ralph John Baker
IRN RJB00037
- (2483)CF4 Partner (AR) (1 Dec 2001 to 5 Jun 2006)
- (2482)CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Home and General Financial Services (no longer appointed)
FRN 156797 · Appointed 9 Nov 2005 · Until 24 Jan 2008
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Premier Property Mortgages (no longer appointed)
FRN 440592 · Appointed 13 Oct 2005 · Until 6 Feb 2007
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Perfect Day Consulting Limited (no longer appointed)
FRN 440590 · Appointed 13 Oct 2005 · Until 16 Jan 2006
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Newhall Publications Limited (no longer appointed)
FRN 201215 · Appointed 14 Sep 2005 · Until 23 Mar 2011
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Readers Digest Financial Services Limited (no longer appointed)
FRN 201136 · Appointed 30 Aug 2005 · Until 23 Mar 2011
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The Bradford Exchange Ltd (no longer appointed)
FRN 201860 · Appointed 18 Aug 2005 · Until 24 Jan 2008
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Clyde Financial Services (no longer appointed)
FRN 437809 · Appointed 17 Aug 2005 · Until 22 Aug 2007
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Protection & Mortgages 4 All Ltd (no longer appointed)
FRN 437536 · Appointed 15 Aug 2005 · Until 21 Apr 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3609)CF1 Director (AR)
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controlled function added: (3608)CF21 Investment Adviser
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controlled function added: (3607)CF22 Investment Adviser (Trainee)
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controlled function added: (3606)CF30 Customer
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controlled function added: (3605)CF29 Significant management
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controlled function added: (3604)SMF18 Other Overall Responsibility
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controlled function added: (3603)Responsible for Insurance Mediation
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controlled function added: (3602)Responsible for Insurance Distribution
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controlled function added: (3601)CF22 Investment Adviser (Trainee)
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controlled function added: (3600)CF2 Non Executive Director