Avior Capital Markets International Limited

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

  Web

  https://avior.co.za

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kevin Stirling Mattison

  IRN KSM01067

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (31 Mar 2015 to 8 Dec 2019)
• Lionel Wilson

  IRN LXW01195

  • CF2 Non Executive Director (28 Oct 2004 to 29 Oct 2010)
• Lisa Yvonne Haakman

  IRN LYH01000

  • CF30 Customer (14 Jun 2012 to 30 Jun 2014)
• Mark Nixon Thompson

  IRN MNT01006

  • CF1 Director (9 Jun 2004 to 21 Dec 2004)
  • CF3 Chief Executive (9 Jun 2004 to 5 Nov 2004)
  • CF8 Apportionment and Oversight (9 Jun 2004 to 5 Nov 2004)
  • CF21 Investment Adviser (29 May 2002 to 21 Dec 2004)
• Martin Aubrey

  IRN MXA01292

  • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
• Martin David Shaw

  IRN MDS01073

  • CF21 Investment Adviser (11 Oct 2002 to 11 Oct 2004)
• Michael Laurence Bedford

  IRN MLB01046

  • CF13 Finance (1 Dec 2001 to 31 May 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2004)
  • CF1 Director (1 Dec 2001 to 31 May 2004)
• Michael Sean Kavanagh

  IRN MSK01082

  • CF30 Customer (14 Jun 2012 to 11 Feb 2015)
• Mohammad Emad Mostaque

  IRN MEM01103

  • CF30 Customer (18 Jun 2012 to 30 Jun 2014)
• Nicholas Bovet Basson

  IRN NBB01013

  • CF30 Customer (18 Apr 2012 to 19 Jun 2012)

No changes recorded yet.