Avior Capital Markets International Limited

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

  Web

  https://avior.co.za

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Norman Au

  IRN NXA01094

  • CF1 Director (1 Dec 2001 to 21 May 2004)
• Owen Charles Ryan

  IRN OCR01001

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2002)
• Panayioti Koutromanos

  IRN PXC01529

  • SMF16 Compliance Oversight (since 8 Sep 2021)
  • SMF3 Executive Director (since 30 Jun 2020)
• Paul Alan Barnard

  IRN PAB01180

  • CF11 Money Laundering Reporting (10 Oct 2002 to 4 Jun 2004)
  • CF10 Compliance Oversight (10 Oct 2002 to 4 Jun 2004)
  • CF8 Apportionment and Oversight (10 Oct 2002 to 4 Jun 2004)
  • CF3 Chief Executive (10 Oct 2002 to 4 Jun 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2005)
  • CF1 Director (1 Dec 2001 to 4 Jun 2004)
• Paul Grant Stromsoe

  IRN PGS01057

  • [FCA CF] Client dealing (since 9 May 2024)
• Paul Richard Hartdegen

  IRN PHH01025

  • CF21 Investment Adviser (10 Mar 2004 to 29 Oct 2004)
  • CF22 Investment Adviser (Trainee) (21 Nov 2003 to 10 Mar 2004)
• Peter William Davey

  IRN PWD01021

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
• Preshotham Naicker

  IRN PXN48064

  • SMF16 Compliance Oversight (12 Jun 2020 to 22 Jun 2021)
• Quee Quee Jeffrey Wong

  IRN QQW01000

  • CF1 Director (6 Jul 2012 to 31 Oct 2013)
• Robert George Munro

  IRN RGM01055

  • CF1 Director (20 May 2011 to 1 Dec 2011)

No changes recorded yet.