Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Avior Capital Markets International Limited (no longer approved here)

    FRN 191074

    • CF10 Compliance Oversight (10 Oct 2002 to 4 Jun 2004)
    • CF11 Money Laundering Reporting (10 Oct 2002 to 4 Jun 2004)
    • CF3 Chief Executive (10 Oct 2002 to 4 Jun 2004)
    • CF8 Apportionment and Oversight (10 Oct 2002 to 4 Jun 2004)
    • CF1 Director (1 Dec 2001 to 4 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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