Martin David Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mondrian Investment Partners Limited
FRN 149507
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (26 Aug 2014 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 28 Jun 2013)
- CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (1 Sep 2005 to 25 Aug 2006)
Avior Capital Markets International Limited (no longer approved here)
FRN 191074
- CF21 Investment Adviser (11 Oct 2002 to 11 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.