Avior Capital Markets International Limited

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

  Web

  https://avior.co.za

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• James Ritzema

  IRN JXR02384

  • CF30 Customer (18 Jul 2017 to 8 Dec 2019)
• John Charles Alexander Cryer

  IRN JCC01076

  • CF21 Investment Adviser (20 May 2002 to 17 Nov 2005)
• John Philip Monks

  IRN JPM01138

  • CF30 Customer (17 Sep 2009 to 31 Jul 2010)
• John-Paul Wheelhouse

  IRN JPW01112

  • CF21 Investment Adviser (21 Jul 2006 to 30 Apr 2007)
• Jonathan Racussen

  IRN JXR01507

  • CF21 Investment Adviser (10 Mar 2004 to 11 Oct 2004)
• Jurjen Hendrik Albertus Lunshof

  IRN JHL01018

  • CF21 Investment Adviser (9 May 2002 to 11 Feb 2003)
• Justin Charles Larsen

  IRN JXL48063

  • SMF3 Executive Director (17 Jun 2020 to 23 Jun 2020)
• Kearney Feiling

  IRN KXF00088

  • [FCA CF] Client dealing (since 1 Jan 2020)
• Kevin Fraser Smith

  IRN KFS01009

  • CF21 Investment Adviser (12 Jul 2002 to 30 Nov 2003)
• Kevin Garfield Jacobs

  IRN KGJ01004

  • CF3 Chief Executive (30 Nov 2004 to 13 Sep 2007)
  • CF8 Apportionment and Oversight (30 Nov 2004 to 13 Sep 2007)
  • CF1 Director (1 Dec 2001 to 13 Sep 2007)

No changes recorded yet.