Avior Capital Markets International Limited

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

  Web

  https://avior.co.za

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +442036409339

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Dana Becker

  IRN DXB01787

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Nov 2008 to 8 Dec 2019)
  • CF30 Customer (6 Nov 2008 to 8 Dec 2019)
• David Anthony Lofthouse

  IRN DAL01091

  • CF30 Customer (1 Nov 2007 to 25 Nov 2011)
  • CF21 Investment Adviser (12 Jul 2002 to 31 Oct 2007)
• David Leonard Brockman

  IRN DLB01035

  • CF30 Customer (27 Aug 2013 to 30 Jun 2014)
• David Muir Haveron

  IRN DMH01092

  • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2020)
  • CF1 Director (2 Dec 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Dec 2005 to 17 Jan 2011)
  • CF3 Chief Executive (30 Nov 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (30 Nov 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Dimitrius Melis Boyiatjis

  IRN DMB01113

  • [FCA CF] Client dealing (15 Sep 2020 to 31 Jan 2022)
• Eugenia Somerton

  IRN EYY01000

  • CF30 Customer (20 Sep 2012 to 30 Jun 2014)
• Gary Pitts

  IRN GXP01123

  • CF1 Director (25 Jan 2012 to 29 Jun 2012)
  • CF10 Compliance Oversight (21 Feb 2011 to 29 Jun 2012)
  • CF11 Money Laundering Reporting (21 Feb 2011 to 29 Jun 2012)
• Graham Conor O'Loughlin

  IRN GCO01007

  • CF30 Customer (1 Nov 2007 to 12 Jun 2012)
  • CF21 Investment Adviser (31 May 2007 to 31 Oct 2007)
• Ian Kerr Lamont

  IRN IKL01001

  • CF1 Director (1 Dec 2001 to 30 Sep 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Sep 2002)
  • CF3 Chief Executive (1 Dec 2001 to 30 Sep 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Sep 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
• James Ker

  IRN JXK01156

  • CF21 Investment Adviser (8 May 2002 to 11 Feb 2003)

No changes recorded yet.