Date authorised
1 April 2013
Companies House
OC307088
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Greycoat Place
    4th Floor
    London
    SW1P 1SB
    UNITED KINGDOM
    Phone
    +4402072451885
  • Complaints Contact

    20 Greycoat Place
    4th Floor
    London
    SW1P 1SB
    UNITED KINGDOM
    Phone
    +4402072451885

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Ford

    IRN JDF01054

    • [FCA CF] Client dealing (since 27 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (25 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (16 Feb 2009 to 8 Dec 2019)
  • Jonathan Waters

    IRN JXW15544

    • [FCA CF] Client dealing (since 7 Dec 2020)
    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Jostein Gauslaa

    IRN JXG01616

    • CF4 Partner (11 Apr 2012 to 24 May 2013)
    • CF30 Customer (25 Feb 2008 to 24 May 2013)
  • Justina Vilija Baskauskas

    IRN JVB01029

    • CF21 Investment Adviser (16 Nov 2005 to 30 Jun 2006)
  • Luis Mayans

    IRN LXM01196

    • CF4 Partner (7 May 2013 to 31 Mar 2014)
    • CF30 Customer (7 May 2013 to 18 Sep 2017)
  • Marc Lasry

    IRN MXL01473

    • [FCA CF] Client dealing (since 3 Aug 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
    • CF4 Partner (30 Sep 2004 to 8 Dec 2019)
  • Marcus Livijn

    IRN MXL01686

    • CF30 Customer (18 Mar 2008 to 31 May 2009)
  • Mark Arnulf Hoffmann

    IRN MXH01711

    • CF30 Customer (1 Nov 2007 to 5 Feb 2010)
    • CF27 Investment Management (29 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (12 Sep 2006 to 31 Oct 2007)
  • Matteo Cesaretti

    IRN MXC16045

    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Matthew James MURTAGH

    IRN MXM00453

    • [FCA CF] Client dealing (4 Oct 2021 to 31 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.