Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (17 Feb 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Feb 2012 to 31 Oct 2019)
    • CF30 Customer (17 Feb 2012 to 8 Dec 2019)
  • GoldenTree Asset Management UK LLP (no longer approved here)

    FRN 433066

    • CF30 Customer (18 May 2010 to 3 Aug 2011)
  • AVENUE EUROPE MANAGEMENT, LLP (no longer approved here)

    FRN 400442

    • CF30 Customer (1 Nov 2007 to 5 Feb 2010)
    • CF27 Investment Management (29 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (12 Sep 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF23 Corporate Finance Adviser (25 Feb 2005 to 15 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.