Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Scott Edward Gregory

  IRN SEG01026

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jan 2004)
• Senthooran Ananthasayanan

  IRN SXA01718

  • [FCA CF] Material risk taker (since 19 Nov 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 19 Nov 2024)
  • [FCA CF] Manager of certification employee (since 5 Jan 2023)
  • [FCA CF] Client dealing (since 6 Nov 2017)
• Sergio Pagani

  IRN SXP01226

  • CF30 Customer (18 Jun 2010 to 22 Jun 2010)
• Shane Bush

  IRN SXB01596

  • CF21 Investment Adviser (11 Jun 2002 to 5 Apr 2004)
• Shani Unantenne

  IRN SXU01078

  • CF30 Customer (4 Aug 2014 to 6 Mar 2016)
• Shanleigh Sheelagh Oades

  IRN SSO01005

  • CF30 Customer (9 Jan 2014 to 6 Mar 2016)
• Shaun Mark Taulbut

  IRN SMT01060

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (5 Dec 2001 to 31 Oct 2007)
• Shaun Thomas Coughlan

  IRN STC01019

  • CF30 Customer (1 Nov 2007 to 7 Feb 2012)
  • CF21 Investment Adviser (9 Oct 2002 to 5 Mar 2004)
  • CF26 Customer Trading (9 Oct 2002 to 5 Mar 2004)
• Sherrie Helmich

  IRN SXH03102

  • [PRA CF] Significant risk taker or Material risk taker (since 9 Feb 2026)
  • [FCA CF] Material risk taker (since 9 Feb 2026)
• Simon Blaney

  IRN SXB02810

  • [FCA CF] Client dealing (since 15 Dec 2022)

No changes recorded yet.