Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Australia and New Zealand Banking Group Ltd
FRN 114151
- [FCA CF] Material risk taker (since 19 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 19 Nov 2024)
- [FCA CF] Manager of certification employee (since 5 Jan 2023)
- [FCA CF] Client dealing (since 6 Nov 2017)
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- CF30 Customer (18 Aug 2008 to 7 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.