Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Rachael Anne Hutchins

  IRN RAH01283

  • CF10 Compliance Oversight (6 Aug 2013 to 8 Dec 2014)
  • CF11 Money Laundering Reporting (6 Aug 2013 to 15 Aug 2014)
• Rachael Margaret Grime

  IRN RMG01069

  • CF21 Investment Adviser (4 Jan 2002 to 21 Nov 2003)
• Radhakrishnan (Ajeeth) Narayan

  IRN RAN01030

  • CF21 Investment Adviser (28 Feb 2002 to 24 Jul 2002)
• Raffaele Tafuro

  IRN RXT01161

  • [PRA CF] Significant risk taker or Material risk taker (since 9 Feb 2026)
  • [FCA CF] Material risk taker (since 9 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)
• Ragu Shanth Santhalingam

  IRN RSS01083

  • [PRA CF] Significant risk taker or Material risk taker (since 22 Jun 2020)
  • [FCA CF] Client dealing (since 22 Jun 2020)
  • [FCA CF] Material risk taker (since 22 Jun 2020)
  • CF30 Customer (5 Jul 2012 to 6 Mar 2016)
• Ramakrishnan Sundaram

  IRN RXS01571

  • CF21 Investment Adviser (29 Apr 2003 to 5 Apr 2004)
• Ran Huo

  IRN RXH01837

  • CF30 Customer (31 Mar 2014 to 6 Mar 2016)
• Raphael Paul Yves Deveaux

  IRN RPD01049

  • CF30 Customer (1 Nov 2007 to 20 Jan 2011)
  • CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)
• Ravil Talgatovich Valiakhmetov

  IRN RTV01009

  • CF30 Customer (31 Jan 2011 to 17 May 2013)
• Reshma Mallya

  IRN RXM02350

  • [FCA CF] Manager of certification employee (13 Feb 2023 to 8 Jan 2025)
  • [FCA CF] Client dealing (28 Nov 2022 to 8 Jan 2025)
  • [FCA CF] Algorithmic trading (28 Nov 2022 to 8 Jan 2025)

No changes recorded yet.