Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Mar 2023)
    • [FCA CF] Client dealing (since 5 Mar 2019)
    • [FCA CF] Manager of certification employee (since 6 Mar 2018)
    • [FCA CF] Material risk taker (since 6 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Aug 2002 to 1 Dec 2005)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (28 Feb 2002 to 24 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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