Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 19 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (19 Jan 2024 to 20 Jan 2024)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Manager of certification employee (11 Jan 2023 to 16 Jan 2024)
    • [FCA CF] Client dealing (2 Sep 2021 to 16 Jan 2024)
    • [FCA CF] Proprietary trader (2 Sep 2021 to 16 Jan 2024)
  • EDF Trading Markets Limited (no longer approved here)

    FRN 197427

    • CF30 Customer (1 Mar 2011 to 31 Mar 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (21 Feb 2011 to 15 Feb 2011)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF30 Customer (1 Nov 2007 to 20 Jan 2011)
    • CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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