Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Natixis
FRN 206092
- [FCA CF] Client dealing (since 19 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (19 Jan 2024 to 20 Jan 2024)
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- [FCA CF] Manager of certification employee (11 Jan 2023 to 16 Jan 2024)
- [FCA CF] Client dealing (2 Sep 2021 to 16 Jan 2024)
- [FCA CF] Proprietary trader (2 Sep 2021 to 16 Jan 2024)
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- CF30 Customer (1 Mar 2011 to 31 Mar 2014)
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- CF30 Customer (21 Feb 2011 to 15 Feb 2011)
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- CF30 Customer (1 Nov 2007 to 20 Jan 2011)
- CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.