Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Paul Lawerence O'Driscoll

  IRN PLO01013

  • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
  • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
• Paul London Cable

  IRN PLC01058

  • CF30 Customer (15 Nov 2007 to 6 Dec 2010)
• Paul Marinos Zaris

  IRN PMZ00003

  • CF30 Customer (20 Oct 2010 to 5 Feb 2013)
• Paul Pancino

  IRN PXP01270

  • CF21 Investment Adviser (26 Oct 2004 to 27 May 2005)
• Paul Samuel Moore

  IRN PSM01064

  • SMF22 Other Local Responsibility (since 26 Jul 2019)
  • CF29 Significant management (18 Jul 2011 to 6 Mar 2016)
  • CF30 Customer (11 Apr 2011 to 6 Mar 2016)
• Paul Stanley Gooding

  IRN PSG01022

  • CF29 Significant management (10 Oct 2013 to 5 Jun 2014)
  • CF30 Customer (4 Oct 2013 to 5 Jun 2014)
• Paul Stephens

  IRN PAS01127

  • CF30 Customer (9 Apr 2011 to 19 Mar 2013)
• Paul Thomas Snowden

  IRN PTS01027

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2020)
  • [FCA CF] Material risk taker (since 1 Oct 2020)
  • [FCA CF] Manager of certification employee (since 17 Sep 2018)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (22 Sep 2009 to 6 Mar 2016)
• Paula Pascal Nakhle

  IRN PXN00145

  • [FCA CF] Client dealing (22 May 2024 to 5 Feb 2026)
• Peter Anthony Bazzucchini

  IRN PAB01246

  • CF21 Investment Adviser (28 May 2002 to 17 Sep 2004)

No changes recorded yet.