Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 1 limitation Hide limitations

  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Peter Ellemann

  IRN PWE01012

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Peter Graeme Hillyard

  IRN PGH01041

  • CF30 Customer (1 Nov 2007 to 3 Jan 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 8 Mar 2004)
• Peter James Ralph

  IRN PXR00067

  • SMF22 Other Local Responsibility (19 Aug 2019 to 30 Nov 2020)
• Peter James Rothwell

  IRN PJR01149

  • CF21 Investment Adviser (23 Jan 2006 to 28 Sep 2007)
• Peter John Smith

  IRN PJS01178

  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Nov 2007)
• Peter Pontidas

  IRN PXP01172

  • CF21 Investment Adviser (5 Feb 2002 to 23 Feb 2004)
• Philippa Jane Best

  IRN PJB01438

  • CF30 Customer (1 Nov 2007 to 30 May 2012)
  • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
• Philippe Rene Marie Faye

  IRN PRF01059

  • CF30 Customer (1 Feb 2013 to 12 Sep 2013)
• Pierre Molyneux

  IRN PXM01346

  • CF29 Significant management (28 Jun 2011 to 2 Jul 2013)
  • CF30 Customer (19 May 2011 to 2 Jul 2013)
• Ping Lim

  IRN PXL01159

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)

No changes recorded yet.