Paul Stanley Gooding

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (12 May 2021 to 26 Aug 2022)
    • [FCA CF] Material risk taker (12 May 2021 to 26 Aug 2022)
    • [FCA CF] Client dealing (12 May 2021 to 26 Aug 2022)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (13 Feb 2015 to 6 Mar 2016)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF29 Significant management (10 Oct 2013 to 5 Jun 2014)
    • CF30 Customer (4 Oct 2013 to 5 Jun 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 19 Jun 2013)
    • CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (18 Sep 2002 to 14 Apr 2004)
    • CF26 Customer Trading (1 Dec 2001 to 18 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.