Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Jeffrey Dale Thomas

  IRN JDT01040

  • CF21 Investment Adviser (7 Dec 2005 to 2 Feb 2007)
• Jennifer Anne Evans

  IRN JAE01060

  • CF10 Compliance Oversight (14 Aug 2009 to 21 Jan 2010)
  • CF28 Systems and controls (14 Nov 2007 to 21 Jan 2010)
• Jennifer Claire Yates

  IRN JCM01226

  • CF30 Customer (14 Feb 2014 to 9 Jan 2016)
• Jennifer Elvidge

  IRN JXE00231

  • [FCA CF] Client dealing (since 7 Aug 2023)
• Jerrard John Zive

  IRN JJZ01001

  • CF30 Customer (16 Jan 2014 to 14 Oct 2014)
• Jessica Rasmussen

  IRN SXR01363

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2007)
  • CF26 Customer Trading (1 Dec 2001 to 8 Mar 2004)
• Jessica Yee Hang Hiong

  IRN JXH03363

  • [PRA CF] Significant risk taker or Material risk taker (since 3 Feb 2026)
  • [FCA CF] Material risk taker (since 3 Feb 2026)
• Joana M S Alves

  IRN JMA01099

  • [FCA CF] Material risk taker (since 20 Nov 2017)
  • [PRA CF] Significant risk taker or Material risk taker (since 20 Nov 2017)
• Johannes Halbach

  IRN JMH01334

  • CF30 Customer (21 Jul 2011 to 6 Mar 2016)
• John Argiro

  IRN JXA02204

  • SMF22 Other Local Responsibility (5 May 2017 to 15 Nov 2017)

No changes recorded yet.