Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Apr 2023)
    • CF30 Customer (since 18 Mar 2022)
    • CF1 Director (AR) (since 18 Mar 2022)
    • Employed By (since 18 Mar 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 22 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Aug 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Aug 2019)
    • CF30 Customer (13 Oct 2010 to 6 Mar 2016)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2007)
    • CF26 Customer Trading (1 Dec 2001 to 8 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.