Jennifer Claire Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Manager of certification employee (since 25 Sep 2023)
    • [FCA CF] Client dealing (since 29 Aug 2023)
    • [FCA CF] Manager of certification employee (3 Mar 2021 to 10 Jan 2023)
    • [FCA CF] Client dealing (21 Nov 2016 to 2 Mar 2023)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Manager of certification employee (since 25 Sep 2023)
    • [FCA CF] Client dealing (since 29 Aug 2023)
    • [FCA CF] Manager of certification employee (3 Mar 2021 to 10 Jan 2023)
    • [FCA CF] Client dealing (21 Nov 2016 to 2 Mar 2023)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF30 Customer (14 Feb 2014 to 9 Jan 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Nov 2007 to 3 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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