Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• James Marcus Knight

  IRN JXK00124

  • [FCA CF] Client dealing (6 Jan 2020 to 6 Aug 2023)
• James Mark Eather

  IRN JXE00335

  • [FCA CF] Client dealing (7 May 2024 to 26 Sep 2025)
• James Robert Philip

  IRN JRP01110

  • CF21 Investment Adviser (13 Aug 2003 to 5 Apr 2004)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Aug 2003)
• James Su

  IRN JXS02230

  • [FCA CF] Client dealing (since 28 Aug 2018)
• Jared Saporta

  IRN JXS00845

  • [FCA CF] Client dealing (12 Jun 2023 to 27 Oct 2025)
• Jarrad Ryan Bourke

  IRN JXB00371

  • [FCA CF] Client dealing (5 May 2017 to 10 Apr 2019)
• Jason Alan Katz

  IRN JAK01155

  • CF30 Customer (12 Sep 2013 to 6 Mar 2016)
• Jason Ball

  IRN JXB04220

  • [FCA CF] Material risk taker (since 24 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 24 Dec 2025)
• Jason David Dobson

  IRN JDD01063

  • CF26 Customer Trading (28 Sep 2002 to 8 Mar 2004)
  • CF21 Investment Adviser (28 Sep 2002 to 20 Jun 2005)
• Jason Lee Taylor

  IRN JLT01030

  • CF30 Customer (3 Feb 2011 to 24 Jun 2014)

No changes recorded yet.