James Robert Philip

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (30 Jul 2010 to 14 Dec 2015)
    • CF23 Corporate Finance Adviser (2 Sep 2005 to 1 Oct 2007)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (13 Aug 2003 to 5 Apr 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.