Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Eric David Stanley

  IRN SXE19307

  • SMF22 Other Local Responsibility (6 Nov 2019 to 31 Mar 2026)
• Esteban Rubini

  IRN EXR01196

  • CF30 Customer (3 Feb 2016 to 6 Mar 2016)
• Evan Kleinberg

  IRN EXK01053

  • CF30 Customer (8 Nov 2010 to 8 Dec 2011)
• Eve Hewitt

  IRN EXH00350

  • [FCA CF] Client dealing (since 29 Jul 2024)
• Ewen Charles McNeil

  IRN ECM01016

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (18 Aug 2009 to 6 Mar 2016)
• Faiz Rasool

  IRN FXR01295

  • [FCA CF] Material risk taker (since 16 Dec 2024)
  • [FCA CF] Manager of certification employee (since 16 Dec 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 16 Dec 2024)
  • [FCA CF] Client dealing (since 19 Dec 2018)
• Fathima Firasha Shuhood

  IRN FFH01003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2002)
• Fawad Dilpazir

  IRN FXD00048

  • [FCA CF] Client dealing (since 19 Jul 2021)
• Felicity Melia

  IRN FXM00242

  • [FCA CF] Client dealing (since 11 Apr 2023)
• Felix George Fletcher

  IRN FGF01003

  • CF30 Customer (23 Jan 2015 to 6 Mar 2016)

No changes recorded yet.