Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Fergus Patrick Elder

  IRN FPE01001

  • CF30 Customer (29 Jun 2011 to 13 Sep 2013)
• Fiona Wallace

  IRN FXW01039

  • CF21 Investment Adviser (3 May 2005 to 25 Apr 2006)
• Francis Michael Garret Prendiville

  IRN FMP01009

  • CF26 Customer Trading (18 Nov 2003 to 8 Mar 2004)
  • CF21 Investment Adviser (18 Nov 2003 to 30 Dec 2004)
• Francisco Javier Allegue

  IRN FJA01007

  • CF21 Investment Adviser (15 Feb 2007 to 22 Oct 2007)
• Frank Howard

  IRN FXH01164

  • CF30 Customer (1 Oct 2008 to 21 Jan 2010)
• Franklin John Gamble

  IRN FJG01016

  • CF8 Apportionment and Oversight (1 Dec 2001 to 23 Apr 2004)
• Gaelle Cohen

  IRN GXC01549

  • CF30 Customer (2 Jun 2011 to 19 Jan 2012)
• Gareth David Frederick George

  IRN GDG01022

  • CF26 Customer Trading (28 Dec 2001 to 8 Mar 2004)
  • CF21 Investment Adviser (28 Dec 2001 to 21 Mar 2007)
• Gareth Jon Anderson

  IRN GJA01037

  • CF21 Investment Adviser (18 Feb 2002 to 21 May 2004)
• Gareth William Campbell

  IRN GWC01020

  • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Jan 2005)

No changes recorded yet.