Fiona Wallace

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF30 Customer (3 Oct 2011 to 3 Jul 2015)
Australia and New Zealand Banking Group Ltd (no longer approved here)
FRN 114151
- CF21 Investment Adviser (3 May 2005 to 25 Apr 2006)
Danske Bank A/S (no longer approved here)
FRN 124655
- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2003)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.