Date authorised
1 April 2013
Companies House
04399945
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Queen Street
    London
    W1J 5PW
    UNITED KINGDOM
    Phone
    +4402077760800
  • Complaints Contact

    19 Queen Street
    London
    W1J 5PW
    UNITED KINGDOM
    Phone
    +4402077760800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johan Mortimer Wilhelm Menzel

    IRN JMM01190

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (AR) (13 Mar 2023 to 23 Sep 2025)
    • CF10 Compliance Oversight (20 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (20 Jul 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 Aug 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (15 Aug 2002 to 31 Jan 2017)
  • John Malcolm Edwards

    IRN JME01060

    • CF10 Compliance Oversight (11 Feb 2008 to 31 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF23 Corporate Finance Adviser (29 Jan 2007 to 31 Oct 2007)
    • CF1 Director (29 Jan 2007 to 29 Jan 2007)
  • John Stewart Binnie

    IRN JSB01111

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF23 Corporate Finance Adviser (23 Jul 2004 to 31 Oct 2007)
    • CF1 Director (23 Jul 2004 to 25 Jun 2007)
  • Jonas Longva Larsen

    IRN JLL01078

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2021)
    • CF30 Customer (22 Sep 2017 to 8 Dec 2019)
  • Joseph Ryan

    IRN JXR01048

    • [FCA CF] Client dealing (since 27 Mar 2026)
  • Julian Charles Lucas Bennet

    IRN JCB01244

    • CF30 Customer (26 Feb 2009 to 1 Aug 2012)
  • Justin Simon Christian Fitzhugh

    IRN JSF01033

    • CF30 Customer (5 Aug 2008 to 8 Dec 2019)
  • Katharina Kort

    IRN CKK01006

    • CF23 Corporate Finance Adviser (14 Dec 2004 to 28 Feb 2005)
  • Klaus Maximilian Knappertsbusch

    IRN KMK01027

    • CF30 Customer (6 Dec 2010 to 31 Oct 2011)
  • Laudomia Bini Smaghi

    IRN LXB00910

    • [FCA CF] Client dealing (since 27 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.