Katharina Kort

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 9 Jul 2013)
    • CF21 Investment Adviser (17 Mar 2005 to 31 Oct 2007)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Augusta & Co Limited (no longer approved here)

    FRN 211883

    • CF23 Corporate Finance Adviser (14 Dec 2004 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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