Augusta & Co Limited

Date authorised
1 April 2013
Companies House
04399945
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Queen Street
    London
    W1J 5PW
    UNITED KINGDOM
    Phone
    +4402077760800
    Web
    https://www.augustaco.com

  • Complaints Contact

    19 Queen Street
    London
    W1J 5PW
    UNITED KINGDOM
    Phone
    +4402077760800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Inigo Cervigon

    IRN IXC00234

    • [FCA CF] Client dealing (since 27 Mar 2026)
  • Isabel Diane Margetson-Rushmore

    IRN IDM01060

    • CF23 Corporate Finance Adviser (30 Dec 2002 to 30 Jun 2005)
  • Jaeger Patrick

    IRN JXP01860

    • CF30 Customer (21 May 2010 to 12 Oct 2015)
  • James Robin Alexander MacMillan-Scott

    IRN JRM01175

    • CF30 Customer (1 Nov 2007 to 11 Dec 2007)
    • CF8 Apportionment and Oversight (15 Aug 2002 to 31 Oct 2007)
    • CF3 Chief Executive (15 Aug 2002 to 11 Dec 2007)
    • CF23 Corporate Finance Adviser (15 Aug 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (15 Aug 2002 to 11 Dec 2007)
    • CF1 Director (15 Aug 2002 to 11 Dec 2007)
  • James Sproule

    IRN JRS01185

    • CF23 Corporate Finance Adviser (15 Aug 2002 to 25 Oct 2006)
    • CF1 Director (15 Aug 2002 to 9 Jul 2004)
  • James Wyndham Austen Knight

    IRN JWK01024

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (10 Mar 2023 to 23 Sep 2025)
    • CF11 Money Laundering Reporting (31 Jan 2017 to 8 Dec 2019)
    • CF1 Director (17 May 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (10 Nov 2004 to 31 Oct 2007)
  • Joachim Dominik Wagner

    IRN JDW01212

    • [FCA CF] Client dealing (since 25 Feb 2025)
  • Joachim Koolman

    IRN JXK01123

    • CF30 Customer (29 Sep 2010 to 18 Dec 2012)
  • Joanna Hubbard

    IRN JXH02298

    • CF30 Customer (24 Oct 2011 to 31 Mar 2015)
  • Joanne Louise Francis

    IRN JLF01054

    • CF30 Customer (20 Jan 2017 to 31 Oct 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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