James Wyndham Austen Knight

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert Quinn Advisory LLP

    FRN 548030

    • CF30 Customer (since 20 Sep 2025)
    • CF1 Director (AR) (since 20 Sep 2025)
  • Augusta & Co Limited

    FRN 211883

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (10 Mar 2023 to 23 Sep 2025)
    • CF11 Money Laundering Reporting (31 Jan 2017 to 8 Dec 2019)
    • CF1 Director (17 May 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (10 Nov 2004 to 31 Oct 2007)
  • AIM IRELAND LIMITED (no longer approved here)

    FRN 992040

    • (3)Employed By (20 Sep 2025 to 8 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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