Date authorised
1 April 2013
Companies House
OC313101
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Floral, 27B Floral Street
    London
    WC2E 9DP
    UNITED KINGDOM
    Phone
    +4402076328241
  • Complaints Contact

    The Floral, 27B Floral Street
    London
    WC2E 9DP
    UNITED KINGDOM
    Phone
    +442076328241

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Michael Rattle

    IRN PMR01054

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • CF3 Chief Executive (1 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (18 May 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 May 2007 to 31 Oct 2007)
  • Richard James Green

    IRN RJG01152

    • CF30 Customer (1 Nov 2007 to 24 Apr 2014)
    • CF27 Investment Management (18 May 2007 to 31 Oct 2007)
    • CF3 Chief Executive (18 May 2007 to 1 Aug 2011)
    • CF4 Partner (18 May 2007 to 24 Apr 2014)
    • CF8 Apportionment and Oversight (18 May 2007 to 31 Oct 2007)
  • Richard Thomas John Muckle

    IRN RTM01048

    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • Sam James Watkinson

    IRN SJW01194

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
    • CF4 Partner (18 May 2007 to 30 Nov 2010)
  • Samuel Von Waskowski-Hardy

    IRN SXV01488

    • CF30 Customer (10 Jul 2017 to 8 Dec 2019)
  • Stuart James Quin

    IRN SJQ01011

    • CF30 Customer (1 Nov 2012 to 17 Jan 2014)
  • Timothy James Clarke

    IRN TJC01071

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Mar 2017)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2017)
    • CF4 Partner (18 May 2007 to 31 Mar 2017)
    • CF10 Compliance Oversight (18 May 2007 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (18 May 2007 to 31 Mar 2017)
    • CF13 Finance (18 May 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.