Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • August Equity LLP (no longer approved here)

    FRN 458635

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • CF3 Chief Executive (1 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (18 May 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 May 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.