Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • August Equity LLP (no longer approved here)

    FRN 458635

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Mar 2017)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2017)
    • CF10 Compliance Oversight (18 May 2007 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (18 May 2007 to 31 Mar 2017)
    • CF13 Finance (18 May 2007 to 31 Oct 2007)
    • CF4 Partner (18 May 2007 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.