ATOS BPS LIMITED

• Principal Place of Business

  Edinburgh Park

  1-3 Lochside Crescent

  Edinburgh

  Midlothian

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456100010

• Complaints Contact

  Edinburgh Park

  1-3 Lochside Crescent

  Edinburgh

  Midlothian

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456100010

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Claire Ross

  IRN CXR00262

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2022)
• Claire Steedman

  IRN CXS00350

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Feb 2022)
• Clare Rudkin

  IRN CXR00180

  • [FCA CF] Significant management (9 Dec 2019 to 24 Sep 2021)
• Daria Fortuna

  IRN DXF00180

  • [FCA CF] Significant management (28 May 2021 to 28 Feb 2022)
• Darren Jones

  IRN DXJ00113

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jan 2025)
• David Francis Haley

  IRN DFH01052

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2021)
  • CF2 Non Executive Director (22 Jan 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Feb 2019)
  • CF3 Chief Executive (8 Sep 2017 to 22 Jan 2019)
  • Responsible for Insurance Mediation (8 Sep 2017 to 30 Sep 2018)
  • CF1 Director (8 Sep 2017 to 22 Jan 2019)
• David O'Rourke

  IRN DXO00058

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• David Smith

  IRN DXS00444

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2021)
• Deborah Bagan-Cope

  IRN DXB00378

  • [FCA CF] Significant management (9 Dec 2019 to 2 Mar 2023)
• Emma Harding

  IRN EXH00099

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2021)

No changes recorded yet.