Date authorised
8 September 2017
Companies House
10208312
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010
  • Complaints Contact

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gail Glen

    IRN GXG00102

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jun 2025)
  • Gordon Gardner

    IRN GXG00101

    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2022)
  • Gordon Pearse

    IRN GXP00141

    • [FCA CF] Significant management (9 Dec 2019 to 18 Feb 2022)
  • Graeme McCombie-Crawford

    IRN GXM00243

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2021)
  • Helen Ormandy

    IRN HXO00019

    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2023)
  • Iain Jamieson

    IRN IXJ00025

    • [FCA CF] Significant management (9 Dec 2019 to 19 Jan 2022)
  • Ian Warlow

    IRN IXW00064

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
  • James Forrest

    IRN JXF00213

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • James MacInnes

    IRN JXM00941

    • [FCA CF] Significant management (1 Oct 2021 to 21 Aug 2023)
  • James Philip Baylis

    IRN JXB01022

    • SMF3 Executive Director (24 Jun 2022 to 30 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.