Date authorised
8 September 2017
Companies House
10208312
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010
  • Complaints Contact

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jenna Maloney

    IRN JXM00586

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Mar 2023)
  • Jill Jamieson

    IRN JXJ00106

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Jill McIntosh

    IRN JXM00587

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2021)
  • John Edward Ainsworth

    IRN JXA08717

    • SMF1 Chief Executive (8 Mar 2023 to 28 Feb 2025)
    • Responsible for Insurance Distribution (8 Mar 2023 to 28 Feb 2025)
    • SMF3 Executive Director (8 Mar 2023 to 28 Feb 2025)
  • John Yarwood

    IRN JXY00054

    • [FCA CF] Significant management (since 1 Mar 2022)
  • Jordan Bate

    IRN JXB00568

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2021)
  • Julie Anderson

    IRN JXA00200

    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2023)
  • Julie Barlas

    IRN JXB00569

    • [FCA CF] Manager of certification employee (since 3 Feb 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Feb 2023)
  • Julie Naughton

    IRN JXN00419

    • [FCA CF] Significant management (since 1 Jan 2026)
  • Karen Moretta

    IRN KXM00254

    • [FCA CF] Significant management (9 Dec 2019 to 17 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.