David Francis Haley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ATOS BPS LIMITED (no longer approved here)
FRN 772582
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2021)
- CF2 Non Executive Director (22 Jan 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Feb 2019)
- Responsible for Insurance Mediation (8 Sep 2017 to 30 Sep 2018)
- CF1 Director (8 Sep 2017 to 22 Jan 2019)
- CF3 Chief Executive (8 Sep 2017 to 22 Jan 2019)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF3 Chief Executive (AR) (20 Jan 2017 to 7 Sep 2017)
- CF1 Director (AR) (31 Oct 2016 to 7 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.