Date authorised
8 September 2017
Companies House
10208312
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010
  • Complaints Contact

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Gardner

    IRN AXG00709

    • [FCA CF] Significant management (since 20 Feb 2023)
  • Anthony Rook

    IRN AXR00302

    • [FCA CF] Significant management (9 Dec 2019 to 2 Mar 2023)
  • Barbra Gilvray

    IRN BXG00076

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Benjamin Jones

    IRN BXJ00064

    • [FCA CF] Significant management (19 Feb 2022 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (20 Aug 2021 to 18 Feb 2022)
  • Boris Hecker

    IRN BXH01624

    • CF2 Non Executive Director (8 Sep 2017 to 1 Sep 2018)
  • Brian Anthony Frederick Prescott

    IRN BAP01052

    • SMF3 Executive Director (24 Feb 2023 to 30 Jun 2023)
    • [FCA CF] Significant management (23 May 2022 to 31 Jul 2023)
  • Cameron Hughes

    IRN CXH00277

    • [FCA CF] Significant management (9 Dec 2019 to 2 Mar 2023)
  • Carly Anderson

    IRN CXA00110

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Nov 2023)
  • Caroline Ramsay

    IRN CXR01543

    • Responsible for Insurance Distribution (29 Sep 2021 to 8 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2020)
    • CF1 Director (20 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2019 to 8 Dec 2019)
  • Claire McKenzie

    IRN CXM00334

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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