Caroline Ramsay

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ATOS BPS LIMITED (no longer approved here)

    FRN 772582

    • Responsible for Insurance Distribution (29 Sep 2021 to 8 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
    • CF10 Compliance Oversight (20 Feb 2019 to 8 Dec 2019)
    • CF1 Director (20 Feb 2019 to 8 Dec 2019)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (369)SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 2 May 2017)
    • (370)CF11 Money Laundering Reporting (7 May 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO) at Tesco Personal Finance Limited

  2. controlled function added: (370)CF11 Money Laundering Reporting at Tesco Personal Finance Limited