@SIPP LIMITED

• Principal Place of Business

  Sipp

  6/2 Mercantile Chambers

  53 Bothwell Street

  Glasgow

  Glasgow City

  G2 6TS

  UNITED KINGDOM

  Phone

  +4401412047950

  Web

  https://atsipp.co.uk

• Complaints Contact

  6th Floor

  Mercantile Building

  53 Bothwell Street

  Glasgow

  Lanarkshire

  G2 6TS

  UNITED KINGDOM

  Phone

  +4401412047950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alison Denver Mueller

  IRN ADM01255

  • CF10 Compliance Oversight (1 May 2013 to 31 May 2013)
  • CF11 Money Laundering Reporting (1 May 2013 to 31 May 2013)
• Bernadette Rosemary Pollock

  IRN BRP01032

  • CF11 Money Laundering Reporting (6 Apr 2007 to 28 Feb 2013)
  • CF10 Compliance Oversight (6 Apr 2007 to 28 Feb 2013)
• Colin George Barral

  IRN CGB00013

  • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2023)
  • CF1 Director (6 Apr 2007 to 8 Dec 2019)
• Edward McGuire

  IRN EXM01168

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (22 Oct 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Oct 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Oct 2015 to 8 Dec 2019)
• Gerald Daly

  IRN GXD01338

  • CF1 Director (6 Apr 2007 to 30 May 2014)
  • CF3 Chief Executive (6 Apr 2007 to 6 Feb 2013)
  • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
• Iain James Scott Talman

  IRN IJT01020

  • CF2 Non Executive Director (18 Mar 2008 to 17 Mar 2016)
• John Scott Martin

  IRN JSM01243

  • CF2 Non Executive Director (1 Apr 2012 to 17 Mar 2016)
• Michael Norman Douglas

  IRN MND01015

  • CF1 Director (1 Feb 2013 to 14 Aug 2015)
  • CF3 Chief Executive (1 Feb 2013 to 14 Aug 2015)
• Stephen Lancaster

  IRN SXL01887

  • SMF3 Executive Director (since 12 Apr 2023)
  • CF10 Compliance Oversight (1 Jun 2014 to 23 Oct 2015)
  • CF11 Money Laundering Reporting (1 Jun 2014 to 23 Oct 2015)
• Thomas Kirk Craig

  IRN TKC01011

  • CF1 Director (6 Apr 2007 to 23 Jan 2014)

No changes recorded yet.