@SIPP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Sipp6/2 Mercantile Chambers53 Bothwell StreetGlasgowGlasgow CityG2 6TSUNITED KINGDOM- Phone
- +4401412047950
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Complaints Contact
6th FloorMercantile Building53 Bothwell StreetGlasgowLanarkshireG2 6TSUNITED KINGDOM- Phone
- +4401412047950
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Investment Setup
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas Malcolm Thain Wishart
IRN TMW01065
- CF2 Non Executive Director (6 Apr 2007 to 14 Sep 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.