Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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@SIPP LIMITED
FRN 462907
- SMF3 Executive Director (since 12 Apr 2023)
- CF10 Compliance Oversight (1 Jun 2014 to 23 Oct 2015)
- CF11 Money Laundering Reporting (1 Jun 2014 to 23 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.