Astute Private Wealth Limited

• Principal Place of Business

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

  Web

  https://www.astuteprivatewealth.co.uk

• Complaints Contact

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Customer

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Thomas

  IRN PXT00088

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Richard Barrymore Williams

  IRN RBW00006

  • [FCA CF] Manager of certification employee (14 Apr 2025 to 29 Jul 2025)
  • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 30 May 2025)
  • [FCA CF] Client dealing (13 Feb 2023 to 30 May 2025)
• Richard Brocklehurst

  IRN RFB01046

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 16 Aug 2022)
  • SMF3 Executive Director (since 17 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Aug 2022)
  • CF1 Director (AR) (18 Feb 2013 to 18 Aug 2022)
  • CF30 Customer (18 Feb 2013 to 18 Aug 2022)
• Robert Spain

  IRN RCS00029

  • [FCA CF] Functions requiring qualifications (12 Mar 2020 to 28 Apr 2021)
  • [FCA CF] Client dealing (12 Mar 2020 to 28 Apr 2021)
• Ross Davies

  IRN RED01057

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • [FCA CF] Client dealing (since 7 Dec 2020)
• Stephen Spencer

  IRN SXS00202

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2021)
  • CF30 Customer (31 Aug 2018 to 25 Oct 2022)
• Stephen oakley

  IRN SPO01042

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Oct 2022)
  • CF30 Customer (13 Apr 2015 to 23 May 2017)
• Thomas Forster

  IRN TGF00003

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2020)
  • CF1 Director (AR) (12 Feb 2015 to 18 Mar 2021)
  • CF30 Customer (12 Feb 2015 to 1 Dec 2020)
• ruth davies

  IRN RXD00308

  • [FCA CF] Manager of certification employee (17 Mar 2022 to 18 Oct 2022)

• WTK Financial Planning Limited (no longer appointed)

  FRN 647825 · Appointed 26 Sep 2014 · Until 25 Mar 2019

• Bache Financial Services Limited (no longer appointed)

  FRN 179619 · Appointed 1 Jan 2014 · Until 23 Apr 2018

• WTK Financial Solutions Limited (no longer appointed)

  FRN 595132 · Appointed 29 Jan 2013 · Until 21 Nov 2022

• WTK Wealth Ltd (no longer appointed)

  FRN 594803 · Appointed 23 Jan 2013 · Until 11 Jun 2018

No changes recorded yet.