Astor Ridge LLP

• Principal Place of Business

  Dowgate Hill House

  14-16 Dowgate Hill

  Suite 102

  London

  Middlesex

  EC4R 2SU

  UNITED KINGDOM

  Phone

  +4402031434800

  Web

  https://astorridge.com

• Complaints Contact

  Dowgate Hill House

  14-16 Dowgate Hill

  Suite 102

  London

  Middlesex

  EC4R 2SU

  UNITED KINGDOM

  Phone

  +4402031434800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Ohr

  IRN MXO01191

  • [FCA CF] Client dealing (since 18 Oct 2022)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Natalia Hencsey

  IRN NXH01203

  • CF30 Customer (11 Jun 2015 to 17 Jun 2015)
• Panagiotis Giannopoulos

  IRN PXG01321

  • CF30 Customer (22 Feb 2017 to 15 Dec 2017)
• Peter Herman Joos

  IRN PHJ01018

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2021)
  • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
• Robert Stanley Baida

  IRN RSB01062

  • [FCA CF] Client dealing (since 23 Nov 2020)
  • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
• Stephen Mark Creaturo

  IRN SMC01155

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2021)
  • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
• William Scott

  IRN WXS01099

  • [FCA CF] Client dealing (23 Nov 2020 to 15 Jun 2022)

No changes recorded yet.