Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astor Ridge LLP (no longer approved here)

    FRN 579287

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2021)
    • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.